WebNQR has adopted the ICI’s FICCA – an intermediary oversight control framework built by prominent funds, distributors, and accounting firms – as the basis for reviewing all control … WebFeb 16, 2024 · Under the terms of the agreement NQR will provide Northern Trust clients with an independent review of intermediary and audit documentation in accordance with the Financial Intermediary Controls and Compliance Assessment (FICCA) Framework.

Ernst & Young Webinar: Third-Party Reporting on Internal Controls ...

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David Swift - Quality Assurance Analyst - LinkedIn

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